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NOTE: Items 1 thru 4 of the above are required for UPI certification.After the clerk has verified the information, a bar code sticker will be placed on the document tocertify the UPI. If the clerk cannot certify the UPI, a rejection notice, with reason for rejection, will beattached to the document and returned to the person/agency by the Recorder of Deeds.
New Development Examples
Example “A” – Greenacre Development – 100 Lots . Developer owns a 100 acretract and is subdividing it into 100 one acre lots. Developer files a single subdivision plan for all100 lots, files a $1,000,000 development mortgage, and files a Declaration of HomeownersAssociation, all before infrastructure or other construction is started, and before any lot isconveyed. What are the UPI number(s)?The single UPI number for the original tract goes on each instrument. The plan has notyet been “activated” because no work has begun nor deed recorded. (53 P.S. §10513(b)) Inaddition, the UPI staff will create a new reference parcel number for the Homeowners Associationthat the Developer will have to put on the Declaration of Homeowners Association. It isrecommended that the Developer contact the UPI staff in advance, so that this number can becreated and placed on the Declaration prior to its submission for certification.
Example “B” – Greenacre Development – First Deed. Same as Example “A” exceptdeveloper now presents the first deed for the first lot. What UPI number should the developerinclude on the instrument?“Part of” and the original parcel number. The Tax Mapping office will then activate theplan, and assign a UPI to each of the 100 lots on the plan. The new UPI for the individual lot willbe written on the deed by the UPI Staff and certified. In the alternative, the developer maycontact the UPI Staff in advance and request activation of the plan in order to obtain the UPInumbers for the new lots. The request must be in writing and will activate the plan forassessment purposes.
Example “C” – Greenacre Development – Construction. Same as Example “A”except developer undertakes construction of infrastructure and six weeks later presents the firstdeed for the first lot. What UPI number is affixed to the instrument?The plan should have been “activated” by the construction activity. A UPI will have been,or will be, issued for each new lot. The developer should contact the UPI Staff, ascertain the newUPI number for the lot to be conveyed, and show that on the deed.
Example “D” – Greenacre Development – Amended Declaration. Same asExamples “B” and “C” except that after the plan has been activated the developer records anamended Declaration of Homeowners Association. What UPI number(s) is/are to be affixed tothe instrument?A Homeowners Association or Condominium Association will have its own “referenceparcel” UPI number. This single reference parcel UPI number is to be shown on all documentsconcerning the Homeowners Association or Condominium Association. Currently, title searchersmust search not only the lot owner, but also the Homeowners Association to ascertain anyamendments to the Declaration, etc., which may effect the new owner’s interest. UPI will notchange this.
Example “E” – Greenacre Development – Deed Restrictions. Same as Example “D”except instead of forming a planned community with a Homeowners Association (or acondominium) the developer simply creates 100 fee simple lots, records deed restrictions withthe original plan, and after the plan has been activated, desires to amend the restrictions. WhatUPI number(s) is/are to be affixed to the instrument?All 100 UPI numbers must be included and certified on the amendment. A fee of $10.00per UPI number ($1,000.00) will be due.* * *
Example “F” – Blackacre Development – Phase 1. Developer owns a 100 acre tractand is subdividing it into 100 one acre lots. Developer files a phase 1 subdivision plan for 20 lots,files a $1,000,000 development mortgage, and files a Declaration of Homeowners Association, allbefore infrastructure or other construction is started, and before any lot is conveyed. What arethe UPI number(s)?Same example as New Development Example “A.” The plan is not yet activated, andtherefore the original tract’s UPI number is placed on the phase 1 subdivision plan and mortgage.The Developer should contact the UPI staff and obtain a new “reference parcel” number for theDeclaration of Homeowners Association.
Example “G” – Blackacre Development – Second Mortgage. Same as NewDevelopment Example “F” except after the plan is “activated” by Tax Mapping due to constructionactivity occurring on site, the developer obtains a supplemental mortgage for $1,500,000 that isto be a lien on the developer’s entire property. What are the UPI number(s)?The instrument must have at least 21 UPI numbers, to wit: The residual 80 acre tract UPInumber, plus the numbers for all of the first 20 lots. In addition to the 21 lot and residual tractUPI numbers, the mortgage must set forth the “reference parcel” UPI number for any associationif any portion of the tract is identified by the association’s UPI number, and if applicable, the UPInumber for any other open space or amenity lot.
Example “H” – Blackacre Development – First Deed then Second Mortgage. Sameas New Development Example “G” except that the plan is “activated” by Tax Mapping due to thefirst lot conveyance having occurred, and then the developer obtains a supplemental mortgagefor $1,500,000 which is to be a lien on the developer’s entire property. What are the UPInumber(s)?The instrument must have at least 20 UPI numbers, to wit: The residual 80 acre tract UPInumber, plus the numbers for all of the remaining 19 Phase 1 lots. In addition to the 20 lot andresidual tract UPI numbers, the mortgage must set forth the “reference parcel” UPI number forany association if any portion of the tract is identified by the association’s UPI number, and ifapplicable, the UPI number for any other open space or amenity lot.
Example “I” – Blackacre Development – Perimeter Description. A plan is activatedas in Example “G.” The developer desires to place the $1,500,000 mortgage on the entireoriginal tract. May he use the original 100 acre perimeter description, or must he use 20individual lot descriptions plus a description for the residual 80 acre tract?If the plan which sets forth the 20 lots and the residual tract also contains the perimetersurvey, then the mortgage may be described by the perimeter description. In addition to the 21lot UPI numbers (20 lots plus one residual tract), the mortgage must set forth the UPI number forany open space or amenity lot still owned by Developer.
Example “J” – Blackacre Development – Phase 2. Same as New DevelopmentExample “F” except that the developer has now conveyed half of the Phase 1 lots, and records aPhase 2 subdivision plan for lots 21-40, together with a $2,000,0000 infrastructure mortgage andan amendment of the Homeowner’s Association declaration submitting the Phase 2 lots to theassociation. What UPI number(s) should be affixed to the instruments?The Final Phase 2 Subdivision Plan and the $2,000,000 mortgage will have the residual 80acre UPI number. (If the mortgage is to cover any of the remaining lots in Phase 1, those UPInumbers must be added.) The amendment of the Homeowners Association declaration will carryonly the UPI number for the Association, and a “Part of” UPI number for the 80 acre formerresidual tract because Phase 2 (20 acres for lots 21-40) will now be added to the HomeownersAssociation parcel.* * *
Example “K” – Whiteacre Development – Open Space Deed. Two years after adevelopment is begun, the developer conveys open space area to the Association. What UPInumber(s) should be affixed to the deed?There should be a UPI number assigned to the open space lot or lots, and it should be the“reference parcel” number for the Homeowners Association. With subsequent phases, andmultiple open space, storm water detention area, amenity, or other such parcels, there may bemultiple reference parcel numbers. The drafter of the deed should contact the Tax Mappingdepartment in advance of preparing the deed and submitting it for recording. If an open spacelot had been given a parcel number other than the “reference parcel” number for theHomeowners Association, then that prior number for the open space lot will be eliminated andthe “reference parcel” number for the Homeowners Association allocated also to the open spacelot being conveyed to the Association. Therefore, the Developer must either have establishedthat the “reference parcel” number for the Homeowners Association will be used, and place thatnumber on the deed for the open space lot, or the Developer will place the prior UPI number onthe deed, and will be required to change that number when the deed is presented forcertification.
Example “L” – Whiteacre Development – Deed of Dedication. Two years after thedevelopment is begun, the developer prepares a deed of dedication for the road. What UPInumber(s) should be affixed to the deed?Deeds of dedication have been excepted from the definition of instruments requiring aUPI. UPI numbers are not needed for public road right-of-way areas.